Form x-17a-5 facing page
WebFORM X-17A-5 8-66424 PART Ill We. ~f FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING O 1/01 /22 MM/00/YY AND ENDING 12/31 /22 MM/00/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: TLG Lenox, LLC TYPE OF … WebFORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING O 1/01 /22 MM/DD/VY AND ENDING 12/31 /22 MM/DD/VY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Saybrus Equity Services, LLC TYPE OF …
Form x-17a-5 facing page
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WebFORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: May 31, 2024 Estimated average burden hours per response.. . . . . 12.00 UNITEDSTATES … WebFORM X-17A-5 PART Ill FACING PAGE 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2024 Estimated average burden hours per response: I 2 SEC FILE NUMBER 8-68754 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 …
WebX-17A-5: A. Registrant Identification Name of Firm ALMAX FINANCIAL SOLUTIONS, LLC Address of Principal Place of Business (Do not use P.O. Box No.) Name and Telephone … WebForm X-17A-5 FOCUS Report Part II Cover Page UNITED STATES SECURITIES AND EXCHANGE COMMISSION FOCUS REPORT (FINANCIAL AND OPERATIONAL …
WebFORM X-17A-5 PART III - SEC.gov 8-. FACING PAGE. Information Required of Brokers and Dealers Pursuant to Section 17 of... Learn more Get This Form Now! Use … WebNov 15, 2024 · Substantive questions regarding Form X-17A-5 Part III filing requirements should be directed to the Division of Trading and Markets by calling (202) 551-5777 or by …
WebJun 3, 2024 · The SEC has updated the Facing Page and Oath or Affirmation (Part III of Form X-17A-5), which members submit with their annual reports pursuant to Rule 17a-5. … packhorse coast to coastWebBrokers or dealers which are exempt from the filing requirements of paragraphs (a)(iii) of Section 240.17a-5 are to submit, no later than 17 business days after the close of the calendar year, an annual report consisting of the Facing Page, balance sheet, and Revenue Expense Statement from Part IIA of Form and Schedule I of Form X - 17A-5. l\\u0027oreal partner shop couponWebFINRA member firms are required to compose and submit FOCUS reports to FINRA pursuant to SEC Rule 17a-5. FINRA to Launch Redesigned eFOCUS System in June Beginning June 24, 2024, quarterly filers will access the updated filing experience via FINRA Gateway, similar to how users do today, by clicking on the "Requests" icon on the left. packhorse farmWebFORM X-17A-5 PART Ill(' FACING PAGE ON 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2024 Estimated average burden hours per response: 12 C II A SEC FILE NUMBER IV/, '11r-,-----1 8-53382 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the, Securities Exchange Act of 1934 FILING ... l\\u0027oreal partner shop irelandWebJun 16, 2024 · SEC Form X-17A-5 is a financial reporting form that all broker-dealers who are registered with the U.S. Securities and Exchange Commission (SEC) must complete. … packhorse little longstoneWebFORM X-17A-5 PART Ill FACING PAGE 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2024 Estimated average burden hours per response: I 2 SEC FILE … l\\u0027oreal paris total repair 5WebJun 9, 2024 · The SEC has updated the Facing Page and Oath or Affirmation (Part III of Form X-17A-5), which members submit with their annual reports pursuant to Rule 17a-5. … l\\u0027oreal paris total repair 5 shampoo